| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/24/2008 |
3. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Option (right to buy) | (1) | 11/16/2014 | Common Stock | 120,000 | 1.97 | D | |
| Stock Option (right to buy) | (2) | 07/22/2015 | Common Stock | 150,000 | 3.16 | D | |
| Stock Option (right to buy) | (3) | 01/30/2017 | Common Stock | 60,000 | 5.9 | D | |
| Stock Option (right to buy) | (4) | 02/22/2018 | Common Stock | 50,000 | 3.45 | D | |
| Explanation of Responses: |
| 1. This grant is comprised of an incentive stock option for 120,000 shares, of which 87,500 shares are currently exercisable and 32,500 shares become exercisable on November 16, 2008. |
| 2. This grant is comprised of (a) a non-qualified stock option for 104,462 shares, of which 52,231 shares are currently exercisable and 26,115 shares become exercisable on July 22, 2008 and 26,116 shares become exercisable on July 22, 2009, and (b) an incentive stock option for 45,538 shares, of which 22,769 shares are currently exercisable, 11,384 shares become exercisable on July 22, 2008 and 11,385 shares become exercisable on July 22, 2009. |
| 3. This grant is comprised of (a) a non-qualified stock option for 19,149 shares, of which 15,000 shares are currently exercisable and 4,149 shares become exercisable on January 30, 2009, and (b) an incentive stock option for 40,851 shares, of which no shares are currently exercisable, 10,851 shares become exercisable on January 30, 2009, and 15,000 shares become exercisable on each of January 30, 2010 and 2011. |
| 4. This grant is comprised of (a) a non-qualified stock option for 30,834 shares, of which no shares are currently exercisable, 12,500 shares become exercisable on February 22, 2009 and 9,167 shares become exercisable on each of February 22, 2010 and 2011, and (b) an incentive stock option for 19,166 shares, of which no shares are currently exercisable, 3,333 shares become exercisable on each of February 22, 2010 and 2011, and 12,500 shares become exercisable on February 22, 2012. |
| Remarks: |
| Senior Vice President, Enterprise Sales and Services |
| /s/ Monica Greenberg as Attorney in Fact | 05/05/2008 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
POWER
OF ATTORNEY
KNOW
ALL BY THESE PRESENTS,
that
the undersigned hereby constitutes and appoints Tim Bixby, Michael Kovach and
Monica Greenberg, and each of them acting or signing alone, as his or her true
and lawful attorney-in-fact to:
(1) execute
for and on behalf of the undersigned, in the undersigned’s capacity as an
officer and/or director of LivePerson, Inc. (the “Company”), any and all reports
required to be filed by the undersigned in accordance with Section 16(a) of
the
Securities Exchange Act of 1934 and the rules thereunder;
(2) do
and
perform any and all acts for and on behalf of the undersigned which may be
necessary or desirable to complete and execute any such Form 3, 4 or 5 or other
required report and timely file such report with the United States Securities
and Exchange Commission and any stock exchange or similar authority;
and
(3) take
any
other action of any type whatsoever in connection with the foregoing which,
in
the opinion of such attorney-in-fact, may be of benefit to, in the best interest
of, or legally required by, the undersigned, it being understood that the
documents executed by such attorney-in-fact on behalf of the undersigned,
pursuant to this Power of Attorney, shall be in such form and shall contain
such
terms and conditions as such attorney-in-fact may approve in his or her
discretion.
The
undersigned hereby grants to each such attorney-in-fact full power and authority
to do and perform each and every act and thing whatsoever requisite, necessary,
and proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or his or her
substitute or substitutes, shall lawfully do or cause to be done by virtue
of
this Power of Attorney and the rights and powers herein granted. The undersigned
acknowledges that no such attorney-in-fact, in serving in such capacity at
the
request of the undersigned, is hereby assuming, nor is the Company hereby
assuming, any of the undersigned’s responsibilities to comply with Section 16 of
the Securities Exchange Act of 1934.
This
Power of Attorney shall remain in full force and effect until the undersigned
is
no longer required to file reports under Section 16 with respect to the
undersigned’s holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to
the
foregoing attorneys-in-fact.
IN
WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed effective as of the1st day of May 2008.
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Signature:
/s/ James
Dicso
Printed
Name: James Dicso
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